Nicole Boyson Professor of Finance n.boyson@northeastern.edu 617.373.4775 Expertise alternative investments, fixed income, investments Nicole Boyson in the Press MarketWatch The SEC Sets Its Sights on Mutual Fund Fees One of the primary conflicts of interest addressed by SEC’s enforcement actions involve dual-registered advisors. In a 2019 study called “The Worst of Both Worlds? Dual-Registered Investment Advisers,” Nicole Boyson, a professor of finance at Northeastern University, wrote how 12b-1s influence “dual-registered” advisors who operated as both commission-based brokers and RIAs.
MarketWatch The SEC Sets Its Sights on Mutual Fund Fees One of the primary conflicts of interest addressed by SEC’s enforcement actions involve dual-registered advisors. In a 2019 study called “The Worst of Both Worlds? Dual-Registered Investment Advisers,” Nicole Boyson, a professor of finance at Northeastern University, wrote how 12b-1s influence “dual-registered” advisors who operated as both commission-based brokers and RIAs.